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Coinbase
Coinbase

Manager, Derivatives Compliance

RemoteUnited States only
Published
Role
Finance
Experience
Senior
Employment
Full-time
Company size
Enterprise
$179.5k–$211.2k/yr
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Open to US only. Set where you work from to check your eligibility.

No BS summary

Compliance manager with 7+ years supporting CFTC-registered DCMs or DCOs. Must know CFTC Parts 38, 39, 40, CFTC Core Principles, derivatives market regulation, audits, surveillance escalations, and regulator engagement. Remote USA only.

Required skills

Generative AI

What you'll do

  • Own day-to-day leadership of CDE's Market Regulation Department as second-in-command, providing continuity and decision-making in the Chief Regulatory Officer's absence.
  • Drive CDE's compliance posture across applicable CFTC regulatory requirements including Parts 38, 39, and 40 of the Commodity Exchange Act, identifying gaps and implementing corrective actions.
  • Lead management of internal and external examinations and audits, coordinating responses and ensuring timely resolution of findings.
  • Partner with CDE trade surveillance personnel to review escalated cases, assess potential rulebook violations, and determine appropriate enforcement actions.
  • Advise CDE personnel and partner teams on DCM Core Principles, CFTC regulations, CDE's rulebook, and policies to strengthen cross-functional alignment.

What they require

  • 7+ years of experience providing compliance and regulatory support for CFTC-registered designated contract markets (DCMs) or derivatives clearing organizations (DCOs).
  • Hands-on experience interpreting and applying CFTC Parts 38, 39, and 40 in a DCM and/or DCO environment, including practical application to exchange operations, rulebook governance, and compliance programs.
  • Experience engaging directly with senior CFTC staff, including the Division of Market Oversight, Division of Clearing and Risk, and Market Participants Division.
  • Deep knowledge of CFTC Core Principles with ability to analyze and apply them to ensure DCM compliance with applicable regulations.
  • Strong grasp of market fundamentals, trading practices, investigative and surveillance techniques sufficient to evaluate complex potential violations.
  • Ability to synthesize regulatory observations into clear written memoranda, reports, and information requests for stakeholders at all levels, including regulators.
  • Track record managing multiple concurrent regulatory workstreams across cross-functional stakeholders while maintaining quality and meeting deadlines.
  • Uses generative AI responsibly, maintaining human oversight to deliver business-ready outputs and improve workflow efficiency, cost, and quality.
  • Candidates may submit a maximum of 3 applications within a 6-month period.

Benefits

  • Equity eligibility.
  • Bonus eligibility.
  • Medical benefits.
  • Dental benefits.
  • Vision benefits.
  • 401(k).

American company that operates a cryptocurrency exchange platform

🇺🇸 United StatesCryptoEnterprisecoinbase.com

What people say about this company

3.8/ 5

  • Employees appreciate the innovative and fast-paced work environment.
  • Many find growth opportunities and career advancement potential.
  • Some employees report issues with management and communication.

Details

Apply routeDom
$179.5k–$211.2k/yr