Deputy Regulatory Compliance Officer - ADGM
- Role
- Finance
- Experience
- Senior
- Employment
- Full-time
- Company size
- Enterprise
Open to AE only. Set where you work from to check your eligibility.
No BS summary
Deputy Regulatory Compliance Officer, 10+ yrs in regulatory/compliance roles, must have experience in financial markets or cryptocurrency exchanges. Strong knowledge of FSRA regulations and risk/compliance frameworks required. Must be based in Abu Dhabi, UAE.
Required skills
Optional skills
Binance is a leading global blockchain ecosystem behind the world’s largest cryptocurrency exchange by trading volume and registered users. We are trusted by 300+ million people in 100+ countries for our industry-leading security, user fund transparency, trading engine speed, deep liquidity, and an unmatched portfolio of digital-asset products. Binance offerings range from trading and finance to education, research, payments, institutional services, Web3 features, and more. We leverage the power of digital assets and blockchain to build an inclusive financial ecosystem to advance the freedom of money and improve financial access for people around the world.
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Responsibilities
- Establish, maintain, and monitor a compliance framework to ensure that the firm meets all applicable ADGM and FSRA regulations, including those under MIR, GEN, COBS, PRU, and the AML Rulebook.
- Review and advise on policies, procedures, controls, and governance arrangements to ensure regulatory alignment and support a culture of compliance across the firm.
- Act as the principal point of contact with the FSRA for all compliance-related matters and lead the firm’s response to regulatory audits, RFIs, and inspections.
- Prepare and submit all necessary regulatory returns, notifications, and periodic reports as required under the rules and/or by the regulator.
- This is a Controlled Function that must be approved by the FSRA under GEN 5.4.1.
- The Deputy CO must be independent of business lines, have sufficient authority, resources, and direct access to senior management and the board.
- The individual must meet the fit and proper requirements under GEN 5.5.1 and has personal liability for regulatory breaches in their areas of responsibility.
Requirements
- 10 years of experience in regulatory and compliance roles within financial markets, cryptocurrency exchanges, and stock exchanges.
- Strong knowledge of risk and compliance frameworks, with experience working alongside regulators. Familiarity with FSRA rules is a plus.
- Technical expertise in surveillance tools and related technologies.
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Why Binance
• Shape the future with the world’s leading blockchain ecosystem
• Collaborate with world-class talent in a user-centric global organization with a flat structure
• Tackle unique, fast-paced projects with autonomy in an innovative environment
• Thrive in a results-driven workplace with opportunities for career growth and continuous learning
• Competitive salary and company benefits
• Work-from-home arrangement (the arrangement may vary depending on the work nature of the business team)
Binance is committed to being an equal opportunity employer. We believe that having a diverse workforce is fundamental to our success.
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What you'll do
- Establish, maintain, and monitor a compliance framework for ADGM and FSRA regulations including MIR, GEN, COBS, PRU, and the AML Rulebook
- Review and advise on policies, procedures, controls, and governance arrangements for regulatory alignment
- Act as the principal point of contact with the FSRA for compliance-related matters
- Lead responses to regulatory audits, RFIs, and inspections
- Prepare and submit regulatory returns, notifications, and periodic reports
- Serve in a Controlled Function requiring FSRA approval under GEN 5.4.1
- Maintain independence from business lines with authority, resources, and direct access to senior management and the board
What they require
- 10 years of experience in regulatory and compliance roles within financial markets, cryptocurrency exchanges, and stock exchanges
- Strong knowledge of risk and compliance frameworks
- Experience working alongside regulators
- Must meet fit and proper requirements under GEN 5.5.1
- Personal liability for regulatory breaches in areas of responsibility
Benefits
- Competitive salary
- Company benefits
- Work-from-home arrangement may vary depending on business team and work nature
- Career growth opportunities
- Continuous learning opportunities
- Flat organizational structure
Binance is a leading global blockchain ecosystem behind the world’s largest cryptocurrency exchange by trading volume and registered users, serving more than 320 million people in 100+ countries with digital asset products and services across trading, finance, education, research, social good, payments, institutional services, and Web3 features.
What people say about this company
3.5/ 5